DFX Intelligence

B•••• E•••• N• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

B•••• E•••• N• N••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Aliso Viejo, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 18, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jul 24, 2023	n/a	yes	OVERLAND PARK, KS\|Aliso Viejo, CA	Current employment
F••••••• S•••••••••	Other adviser	Jan 10, 2022	Jul 26, 2023	no	ALISO VIEJO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• S•••••••••	C••••••• P•••••••	Jul 26, 2023	Jul 24, 2023	-2	Firm change	Other
W••••••••• R••••••••• A•••••••	F••••••• S•••••••••	Jan 10, 2022	Jan 10, 2022

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jul 24, 2023 to presentfactForm ADV
→ F••••••• S•••••••••Registered adviserregistration: previous registration
Jan 10, 2022 to Jul 26, 2023factForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Oct 18, 2021 to Jan 10, 2022factForm ADV

Dated events

Order

Occurred
26 Jul 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
10 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 18, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.