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J•••• S•••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

J•••• S•••••• Z••••

Advisor at W••••••••• T•••• A•••••••

NEW HAVEN, CT | WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57b3c8a3-bafd-47cb-baf3-1e21eb6ef891

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• T•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• T•••• A•••••••	Independent wealth	Sep 15, 2021	n/a	yes	WELLESLEY, MA\|NEW HAVEN, CT	Current employment
H••••• A•••••••••	Former SEC adviser	Sep 11, 2015	Oct 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• A•••••••••	W••••••••• T•••• A•••••••	Oct 1, 2019	Sep 15, 2021	715	Firm change after gap	RIA to RIA
H••••• A••••••••• I••	H••••• A•••••••••	Oct 1, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281212:110407:CT:2019-10-01	Oct 1, 2019	Sep 15, 2021	NEW HAVEN, CT	Firm change after gap
108301:281212:CT:2015-10-01	Oct 1, 2015	Sep 11, 2015	NEW HAVEN, CT	Firm change

Relationships

Registered with (3)

→ W••••••••• T•••• A•••••••Registered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ H••••• A•••••••••Registered adviserregistration: previous registration
Sep 11, 2015 to Oct 1, 2019factForm ADV
→ H••••• A••••••••• I••Registered adviserregistration: previous registration
Jan 20, 2010 to Oct 1, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57b3c8a3-bafd-47cb-baf3-1e21eb6ef891
First observed: Jan 20, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.