DFX Intelligence

G••••• W•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

G••••• W•••••• S•••••

Advisor at S••••• W••••• M••••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:57be1d94-2678-3f54-b75a-4c85d4504486

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 21, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• L••	State registered	Jan 1, 2013	n/a	yes	DENVER, CO	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Dec 16, 2011	Oct 1, 2012	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••• W••••• M••••••••• L••	Oct 1, 2012	Jan 1, 2013	92	Firm change	Other
M••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 10, 2011	Dec 16, 2011

Relationships

Registered with (3)

→ S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2013 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 16, 2011 to Oct 1, 2012factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 5, 2010 to Nov 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57be1d94-2678-3f54-b75a-4c85d4504486
First observed: Feb 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.