DFX Intelligence
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Reading the graph
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Advisor at W•• A•••••••• L••
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•• A•••••••• L•• | Independent wealth | Apr 11, 2006 | n/a | yes | CHARLOTTE, NC | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | Dec 31, 2024 | no | ROCKVILLE, MD|Naples, FL|North Bethesda, MD|ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | n/a | Dec 31, 2024 | n/a | n/a | Departure no registered destination | Departure |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 | 0 |
| H• B•••• I••• | Former SEC adviser | Apr 27, 2020 | Apr 1, 2021 | no | North Bethesda, MD|Naples, FL|Naples, FL|Naples, FL|Naples, FL | Previous registration |
| I•• A••••••• S••••••• I•• | n/a | Aug 23, 2001 | Dec 9, 2003 | no | POTOMAC, MD | Previous registration |
| Ibd to ibd |
| I•• A••••••• S••••••• I•• | W•• A•••••••• L•• | Dec 9, 2003 | Apr 11, 2006 | 854 | Firm change after gap | Other |