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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

FERMAT CAPITAL MANAGEMENT, LLC

CRD 134099

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57d1a6ee-368b-370f-ac41-68a3640ce42b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Mar 27, 2012 to Mar 26, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Fermat Capital Management, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.47 institutional_share=0.53 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $5.2B
Relying advisers: 1
SEC number: 801-65497
CRD: 134099
Filings on the tape: 25
First filed: Mar 27, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, CT
Website: fermatcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATES, JEFFREY, WILLIAM	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	09/2004	Mar 27, 2012	Jul 31, 2024
DENER, ADAM, LESLIE	MANAGING PRINCIPAL	Na	yes	03/2015	Sep 4, 2015	Jul 31, 2024
GREEN, CLAUDIA, NAOMI	GENERAL COUNSEL	Na	yes	11/2010	Mar 27, 2013	Jul 31, 2024
HOUGHTON, BRETT, THOMAS	MANAGING PRINCIPAL	Na	yes	10/2010	Mar 27, 2012	Jul 31, 2024
SEO, JOHN, SEHUN	MANAGING MEMBER	D	yes	10/2001	Mar 27, 2012	Jul 31, 2024
SEO, NELSON, MOONHUN	MANAGING MEMBER	D	yes	10/2001	Mar 27, 2012	Jul 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$11B	$10B	47	15	0	1	n/a
2024	Mar 28, 2025	$11B	$10B	41	15	0	1	n/a
2023	Mar 28, 2024	$11B	$9.5B	37	13	0	n/a	n/a
2022	Mar 27, 2023	$10B	$8.6B	35	14	0	n/a	n/a
2021	Mar 28, 2022	$9.2B	$8.8B	31	13	0	n/a	n/a
2020	Mar 23, 2021	$8.3B	$8.0B	31	13	0	n/a	n/a
2019	Mar 25, 2020	$7.6B	$7.4B	28	11	0	n/a	n/a
2018	Mar 28, 2019	$6.6B	$6.6B	24	11	0	n/a	n/a
2017	Mar 26, 2018	$5.8B	$5.8B	23	10	0	1	$1.4B
2016	Mar 31, 2017	$5.4B	$5.4B	16	9	n/a	1	$1.3B
2015	Mar 11, 2016	$4.9B	$4.9B	16	9	n/a	1	$1.2B
2014	Mar 6, 2015	$5.2B	$5.2B	14	7	n/a	n/a	n/a
2013	Mar 11, 2014	$4.8B	$4.8B	13	7	n/a	n/a	n/a
2012	Mar 27, 2013	$3.8B	$3.8B	12	6	n/a	1	$383M
2011	Mar 27, 2012	$2.5B	$2.5B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$11B	0.7%	$10B	3.3%	47	41	0	0

Relationships

Controls (6)

← SEO, JOHN, SEHUNOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to Jul 31, 2024factForm ADV
← HOUGHTON, BRETT, THOMASOwnerMANAGING PRINCIPAL, ownership code NA, individual
Mar 27, 2012 to Jul 31, 2024factForm ADV
← BATES, JEFFREY, WILLIAMOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 27, 2012 to Jul 31, 2024factForm ADV
← SEO, NELSON, MOONHUNOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to Jul 31, 2024factForm ADV
← GREEN, CLAUDIA, NAOMIOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 27, 2013 to Jul 31, 2024factForm ADV
← DENER, ADAM, LESLIEOwnerMANAGING PRINCIPAL, ownership code NA, individual
Sep 4, 2015 to Jul 31, 2024factForm ADV

Dated events

Occurred
Mar 25, 2020
Control person left
Joohun Michael Seo (Chief Technology Officer) no longer on Schedule A of Fermat Capital Management, Llc (listed 2019-03-28, absent 2020-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57d1a6ee-368b-370f-ac41-68a3640ce42b
First observed: Mar 27, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FERMAT CAPITAL MANAGEMENT, LLC

CRD 134099

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57d1a6ee-368b-370f-ac41-68a3640ce42b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATES, JEFFREY, WILLIAM

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

09/2004

Mar 27, 2012

Jul 31, 2024

DENER, ADAM, LESLIE

MANAGING PRINCIPAL

yes

03/2015

Sep 4, 2015

Jul 31, 2024

GREEN, CLAUDIA, NAOMI

GENERAL COUNSEL

yes

11/2010

Mar 27, 2013

Jul 31, 2024

HOUGHTON, BRETT, THOMAS

MANAGING PRINCIPAL

yes

10/2010

Mar 27, 2012

Jul 31, 2024

SEO, JOHN, SEHUN

MANAGING MEMBER

yes

10/2001

Mar 27, 2012

Jul 31, 2024

SEO, NELSON, MOONHUN

MANAGING MEMBER

yes

10/2001

Mar 27, 2012

Jul 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$11B

$10B

n/a

2024

Mar 28, 2025

$11B

$10B

n/a

2023

Mar 28, 2024

$11B

$9.5B

n/a

2022

Mar 27, 2023

$10B

$8.6B

n/a

2021

Mar 28, 2022

$9.2B

$8.8B

n/a

2020

Mar 23, 2021

$8.3B

$8.0B

n/a

2019

Mar 25, 2020

$7.6B

$7.4B

n/a

2018

Mar 28, 2019

$6.6B

n/a

2017

Mar 26, 2018

$5.8B

$1.4B

2016

Mar 31, 2017

$5.4B

n/a

$1.3B

2015

Mar 11, 2016

$4.9B

n/a

$1.2B

2014

Mar 6, 2015

$5.2B

n/a

2013

Mar 11, 2014

$4.8B

n/a

2012

Mar 27, 2013

$3.8B

n/a

$383M

2011

Mar 27, 2012

$2.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

0.7%

$10B

3.3%