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Advisor at REALTA INVESTMENT ADVISORS, INC
WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REALTA INVESTMENT ADVISORS, INC | Bd affiliated wealth | May 26, 2016 | n/a | yes | WILMINGTON, DE | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 13, 2009 | Jun 7, 2016 | no | BALTIMORE, MD | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Mar 8, 2001 | Mar 13, 2009 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | REALTA INVESTMENT ADVISORS, INC | Jun 7, 2016 | May 26, 2016 | -12 | Firm change | Other |
| FERRIS, BAKER WATTS, LLC | RBC CAPITAL MARKETS, LLC | Mar 13, 2009 | Mar 13, 2009 | 0 | Bulk transfer | Other |