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Advisor at LPL FINANCIAL LLC
LEAGUE CITY, TX | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 16, 2022 | n/a | yes | LEAGUE CITY, TX|SAN DIEGO, CA|LEAGUE CITY, TX | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | May 17, 2022 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 2, 2009 | Mar 25, 2017 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | LPL FINANCIAL LLC | May 17, 2022 | May 16, 2022 | -1 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |