This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Dec 18, 1999

First registration

Aug 19, 2005

Dual registered

yes, broker-dealer

Other names

KAREN ELAINE LIND|KAREN ELAINE LIND-RIES

IAPD individual key

4041666

• Occurred

  Sep 27, 2024
  Advisor changed firm

  Karen Elaine Lind left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2024-09-23)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:57e72732-740a-e603-d097-a63e82d36ef6

First observed

Aug 19, 2005

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.