DFX Intelligence

W•••• T•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

W•••• T•• S•••••

Advisor at S•••••••• W•••••• L••

LOS ANGELES, CA | Princeton, NJ

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Search this name across graphsid dfx:ria:57ebd95d-8318-cce9-d140-e72cbf415753

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Nov 13, 2015	n/a	yes	LOS ANGELES, CA\|Princeton, NJ	Current employment
W•••••• • R•••	Former SEC adviser	Aug 28, 2012	Nov 20, 2015	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	S•••••••• W•••••• L••	Nov 20, 2015	Nov 13, 2015	-7	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Nov 13, 2015 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 28, 2012 to Nov 20, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57ebd95d-8318-cce9-d140-e72cbf415753
First observed: Aug 28, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.