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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DANIEL THEODORE POLSTER

Advisor at OSAIC WEALTH, INC.

Red Bluff, CA | RED BLUFF, CA

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Search this name across graphsid dfx:ria:57f36aec-d6e4-230f-5372-e72130ca545f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 3, 2005
First registration: Feb 14, 2007
Dual registered: yes, broker-dealer
Other names: DANIEL POLSTER
IAPD individual key: 4888262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Red Bluff, CA\|RED BLUFF, CA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	RED BLUFF, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 23, 2012	Mar 1, 2019	no	MINNEAPOLIS, MN\|RED BLUFF, CA\|RED BLUFF, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Jul 28, 2009	Jan 26, 2012	no	RED BLUFF, CA\|LA JOLLA, CA\|RED BLUFF, CA	Previous registration
EDWARD JONES	National bd RIA	Feb 14, 2007	Jul 14, 2009	no	RED BLUFF, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
WEDBUSH SECURITIES INC.	QUESTAR ASSET MANAGEMENT, INC.	Jan 26, 2012	Jan 23, 2012	-3	Firm change	Other
EDWARD JONES	WEDBUSH SECURITIES INC.	Jul 14, 2009	Jul 28, 2009	14	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 23, 2012 to Mar 1, 2019factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Jul 28, 2009 to Jan 26, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 14, 2007 to Jul 14, 2009factForm ADV

Dated events

No dated event names this entity yet.