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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

BROADSTONE REAL ESTATE

BROADSTONE REAL ESTATE, LLC, CRD 160628

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f65a82-c969-7fa5-bb4d-89ddb3e56565

Data as of Jul 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2012 to Jul 30, 2015
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2015-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 38
Advisory employees: 19
Accounts: 2
Custody, client assets: $4.8M
SEC number: 801-74332
CRD: 160628
Filings on the tape: 10
First filed: Feb 16, 2012
Latest filed: Jul 30, 2015
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRY, KEVIN	CHIEF ACCOUNTING OFFICER	Na	yes	08/2006	Feb 16, 2012	Jul 30, 2015
BROADSTONE VENTURES, LLC	Owner	B	yes	08/2006	Feb 16, 2012	Jul 30, 2015
CAREY, JAMES, DAWSON	Member	E	yes	03/2005	Jul 30, 2015	Jul 30, 2015
CD TRIDENT VI LLC	GENERAL PARTNER	F	yes	12/2013	Jul 30, 2015	Jul 30, 2015
CZARNECKI, CHRIS	PRESIDENT AND CHIEF FINANCIAL OFFICER	Na	yes	02/2013	Mar 25, 2013	Jul 30, 2015
DAVIS, CHARLES, ARTHUR	Member	E	yes	12/2013	Jul 30, 2015	Jul 30, 2015
DW TRIDENT VI LLC	GENERAL PARTNER	F	yes	12/2013	Jul 30, 2015	Jul 30, 2015
FRIEDMAN, STEPHEN, NMN	Member	E	yes	12/2013	Jul 30, 2015	Jul 30, 2015
HOLLAND, TIMOTHY, JOHN	CHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2014	Sep 26, 2014	Jul 30, 2015
JC TRIDENT GP LLC	GENERAL PARTNER	F	yes	12/2013	Jul 30, 2015	Jul 30, 2015
KHAN, AGHA, SHUJAAT	Director	Na	yes	07/2015	Jul 30, 2015	Jul 30, 2015
LEENHOUTS, NORMAN, PETER	CHIEF INVESTMENT OFFICER	Na	yes	08/2006	Feb 16, 2012	Jul 30, 2015
LEENHOUTS, NORMAN, PETER	MEMBER/OWNER	F	yes	08/2006	Feb 16, 2012	Jul 30, 2015
LEVINE, JARRYD, B	Director	Na	yes	07/2015	Jul 30, 2015	Jul 30, 2015
NZ TRIDENT VI LLC	GENERAL PARTNER	F	yes	12/2013	Jul 30, 2015	Jul 30, 2015
SF TRIDENT VI LLC	GENERAL PARTNER	F	yes	12/2013	Jul 30, 2015	Jul 30, 2015
TAIT, AMY, LEENHOUTS	MEMBER/OWNER	F	yes	08/2006	Feb 16, 2012	Jul 30, 2015
TAIT, AMY, LEENHOUTS	CHAIRMAN AND CEO	C	yes	08/2006	Feb 16, 2012	Jul 30, 2015
TAIT, ROBERT	MEMBER/OWNER	F	yes	08/2006	Feb 16, 2012	Jul 30, 2015
TRIDENT BRE HOLDINGS II, INC.	Owner	C	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT BRE HOLDINGS II, LP	Owner	E	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT BRE, LLC	Owner	C	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT CAPITAL VI LP	GENERAL PARTNER	F	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT CAPITAL VI LP	GENERAL PARTNER	F	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT VI LP	MANAGING MEMBER	C	yes	07/2015	Jul 30, 2015	Jul 30, 2015
TRIDENT VI PARALLEL AIV-II, LP	OWNER AND LIMITED PARTNER	E	yes	07/2015	Jul 30, 2015	Jul 30, 2015
WERMUTH, DAVID, JAY	Member	E	yes	12/2013	Jul 30, 2015	Jul 30, 2015
ZERBIB, NICOLAS, DAVID	Member	E	yes	12/2013	Jul 30, 2015	Jul 30, 2015
CPP INVESTMENT BOARD (USRE IV) INC.	Owner	C	no	12/2014	Jul 30, 2015	Jul 30, 2015
LEENHOUTS, LAURIE	MEMBER/OWNER	C	no	08/2006	Feb 16, 2012	Jul 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STONE POINT CAPITAL LLC	n/a	Asset manager	$68B	Y	yes	n/a
JASON TONES	n/a	n/a	n/a	N	no	n/a
ROBERT TAIT	n/a	n/a	n/a	Y	yes	n/a
RODERICK PICKNEY	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOYNTON BEACH	FL	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 4, 2015	$1.0B	$1.0B	38	19	n/a	n/a	n/a
2013	Mar 5, 2014	$773M	$773M	32	12	n/a	n/a	n/a
2012	Mar 25, 2013	$495M	$495M	27	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$1.0B	$773M	34.2%	n/a	n/a	38	32	n/a	n/a

Relationships

Affiliated with (1)

→ STONE POINT CAPITAL LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (24)

← TAIT, AMY, LEENHOUTSOwnerMEMBER/OWNER, ownership code F, individual
Feb 16, 2012 to presentfactForm ADV
← LEENHOUTS, NORMAN, PETEROwnerMEMBER/OWNER, ownership code F, individual
Feb 16, 2012 to presentfactForm ADV
← FRIEDMAN, STEPHEN, NMNOwnerMEMBER, ownership code E, individual
Jul 30, 2015 to presentfactForm ADV
← CAREY, JAMES, DAWSONOwnerMEMBER, ownership code E, individual
Jul 30, 2015 to presentfactForm ADV
← KHAN, AGHA, SHUJAATOwnerDIRECTOR, ownership code NA, individual
Jul 30, 2015 to presentfactForm ADV
← LEVINE, JARRYD, BOwnerDIRECTOR, ownership code NA, individual
Jul 30, 2015 to presentfactForm ADV
← ZERBIB, NICOLAS, DAVIDOwnerMEMBER, ownership code E, individual
Jul 30, 2015 to presentfactForm ADV
← WERMUTH, DAVID, JAYOwnerMEMBER, ownership code E, individual
Jul 30, 2015 to presentfactForm ADV
← TAIT, ROBERTOwnerMEMBER/OWNER, ownership code F, individual
Feb 16, 2012 to presentfactForm ADV
← BARRY, KEVINOwnerCHIEF ACCOUNTING OFFICER, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV
← CZARNECKI, CHRISOwnerPRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 25, 2013 to presentfactForm ADV
← HOLLAND, TIMOTHY, JOHNOwnerCHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2014 to presentfactForm ADV
← DAVIS, CHARLES, ARTHUROwnerMEMBER, ownership code E, individual
Jul 30, 2015 to presentfactForm ADV
← BROADSTONE VENTURES, LLCOwnerOWNER, ownership code B, domestic entity
Feb 16, 2012 to presentfactForm ADV
← CD TRIDENT VI LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← DW TRIDENT VI LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← JC TRIDENT GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← NZ TRIDENT VI LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← SF TRIDENT VI LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← TRIDENT BRE HOLDINGS II, INC.OwnerOWNER, ownership code C, domestic entity
Jul 30, 2015 to presentfactForm ADV
← TRIDENT BRE, LLCOwnerOWNER, ownership code C, domestic entity
Jul 30, 2015 to presentfactForm ADV
← TRIDENT CAPITAL VI LPOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2015 to presentfactForm ADV
← TRIDENT VI LPOwnerMANAGING MEMBER, ownership code C, domestic entity
Jul 30, 2015 to presentfactForm ADV
← TRIDENT VI PARALLEL AIV-II, LPOwnerOWNER AND LIMITED PARTNER, ownership code E, domestic entity
Jul 30, 2015 to presentfactForm ADV

Owns (2)

← LEENHOUTS, LAURIEOwnerMEMBER/OWNER, ownership code C, individual
Feb 16, 2012 to presentfactForm ADV
← CPP INVESTMENT BOARD (USRE IV) INC.OwnerOWNER, ownership code C, domestic entity
Jul 30, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57f65a82-c969-7fa5-bb4d-89ddb3e56565
First observed: Feb 16, 2012
Last observed: Jul 30, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROADSTONE REAL ESTATE

BROADSTONE REAL ESTATE, LLC, CRD 160628

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f65a82-c969-7fa5-bb4d-89ddb3e56565

Data as of Jul 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRY, KEVIN

CHIEF ACCOUNTING OFFICER

yes

08/2006

Feb 16, 2012

Jul 30, 2015

BROADSTONE VENTURES, LLC

Owner

yes

08/2006

Feb 16, 2012

Jul 30, 2015

CAREY, JAMES, DAWSON

Member

yes

03/2005

Jul 30, 2015

CD TRIDENT VI LLC

GENERAL PARTNER

yes

12/2013

Jul 30, 2015

CZARNECKI, CHRIS

PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

02/2013

Mar 25, 2013

Jul 30, 2015

DAVIS, CHARLES, ARTHUR

Member

yes

12/2013

Jul 30, 2015

DW TRIDENT VI LLC

GENERAL PARTNER

yes

12/2013

Jul 30, 2015

FRIEDMAN, STEPHEN, NMN

Member

yes

12/2013

Jul 30, 2015

HOLLAND, TIMOTHY, JOHN

CHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

08/2014

Sep 26, 2014

Jul 30, 2015

JC TRIDENT GP LLC

GENERAL PARTNER

yes

12/2013

Jul 30, 2015

KHAN, AGHA, SHUJAAT

Director

yes

07/2015

Jul 30, 2015

LEENHOUTS, NORMAN, PETER

CHIEF INVESTMENT OFFICER

yes

08/2006

Feb 16, 2012

Jul 30, 2015

LEENHOUTS, NORMAN, PETER

MEMBER/OWNER

yes

08/2006

Feb 16, 2012

Jul 30, 2015

LEVINE, JARRYD, B

Director

yes

07/2015

Jul 30, 2015

NZ TRIDENT VI LLC

GENERAL PARTNER

yes

12/2013

Jul 30, 2015

SF TRIDENT VI LLC

GENERAL PARTNER

yes

12/2013

Jul 30, 2015

TAIT, AMY, LEENHOUTS

MEMBER/OWNER

yes

08/2006

Feb 16, 2012

Jul 30, 2015

TAIT, AMY, LEENHOUTS

CHAIRMAN AND CEO

yes

08/2006

Feb 16, 2012

Jul 30, 2015

TAIT, ROBERT

MEMBER/OWNER

yes

08/2006

Feb 16, 2012

Jul 30, 2015

TRIDENT BRE HOLDINGS II, INC.

Owner

yes

07/2015

Jul 30, 2015

TRIDENT BRE HOLDINGS II, LP

Owner

yes

07/2015

Jul 30, 2015

TRIDENT BRE, LLC

Owner

yes

07/2015

Jul 30, 2015

TRIDENT CAPITAL VI LP

GENERAL PARTNER

yes

07/2015

Jul 30, 2015

TRIDENT CAPITAL VI LP

GENERAL PARTNER

yes

07/2015

Jul 30, 2015

TRIDENT VI LP

MANAGING MEMBER

yes

07/2015

Jul 30, 2015

TRIDENT VI PARALLEL AIV-II, LP

OWNER AND LIMITED PARTNER

yes

07/2015

Jul 30, 2015

WERMUTH, DAVID, JAY

Member

yes

12/2013

Jul 30, 2015

ZERBIB, NICOLAS, DAVID

Member

yes

12/2013

Jul 30, 2015

CPP INVESTMENT BOARD (USRE IV) INC.

Owner

12/2014

Jul 30, 2015

LEENHOUTS, LAURIE

MEMBER/OWNER

08/2006

Feb 16, 2012

Jul 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STONE POINT CAPITAL LLC

n/a

Asset manager

$68B

yes

n/a

JASON TONES

n/a

ROBERT TAIT

n/a

yes

n/a

RODERICK PICKNEY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOYNTON BEACH

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 4, 2015

$1.0B

n/a

2013

Mar 5, 2014

$773M

n/a

2012

Mar 25, 2013

$495M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$1.0B

$773M

34.2%

n/a