DFX Intelligence

A•••••••• A••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••••• A••• S•••••••

Advisor at O•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 11, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Aug 25, 2026	n/a	yes	CHICAGO, IL\|INDIANAPOLIS, IN\|OVERLAND PARK, KS	Current employment
1••• I••••••••• A••••••• C••	Mixed wealth	Feb 26, 2025	Aug 21, 2026	no	Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• I••••••••• A••••••• C••	O•••••••••	Aug 21, 2026	Aug 25, 2026	4	Firm change	Other
C••••• I••••••••• A••••••• L••	1••• I••••••••• A••••••• C••	Feb 24, 2025	Feb 26, 2025

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ 1••• I••••••••• A••••••• C••Registered adviserregistration: previous registration
Feb 26, 2025 to Aug 21, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 11, 2024 to Feb 24, 2025factForm ADV

Dated events

Order

Occurred
21 Aug 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 11, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.