DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• C•••••• M•••••••••
Los Angeles, CA | Palo Alto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | May 20, 2019 | n/a | yes | Los Angeles, CA|Palo Alto, CA | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 26, 2016 | May 28, 2019 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN MATEO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R••••••••• C•••••• M••••••••• | May 28, 2019 | May 20, 2019 | -8 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:291361:CA:2019-05-28 | May 28, 2019 | May 20, 2019 | SAN MATEO, CA | Firm change |