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RIA / WealthAdvisorCertified Financial Planner31 years in industry

John Anthony Lacey

Advisor at PACIFIC POINT WEALTH MANAGEMENT

CARLSBAD, CA

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Search this name across graphsid dfx:ria:5809c1db-d5d6-2055-d07c-98f439928539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PACIFIC POINT WEALTH MANAGEMENT
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 28, 1994
First registration: Apr 21, 2003
Dual registered: no
Other names: JOHN ANTHONY LACEY|John A Lacey
IAPD individual key: 1264017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PACIFIC POINT WEALTH MANAGEMENT	Former SEC adviser	Jan 9, 2026	n/a	yes	CARLSBAD, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Jan 8, 2026	no	VISTA, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Apr 10, 2023	Sep 1, 2023	no	VISTA, CA	Previous registration
EDWARD JONES	National bd RIA	Jul 1, 2019	Apr 11, 2023	no	CARLSBAD, CA\|ST LOUIS, MO\|Carlsbad, CA\|VISTA, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 21, 2003	May 25, 2004	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	PACIFIC POINT WEALTH MANAGEMENT	Jan 8, 2026	Jan 9, 2026	1	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
EDWARD JONES	SAGEPOINT FINANCIAL, INC.	Apr 11, 2023	Apr 10, 2023	-1	Firm change	Ibd to ibd
LPL FINANCIAL LLC	EDWARD JONES	May 25, 2004	Jul 1, 2019	5,515	Firm change after gap	Other

Relationships

Registered with (5)

→ PACIFIC POINT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Jan 8, 2026factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 10, 2023 to Sep 1, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 1, 2019 to Apr 11, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 21, 2003 to May 25, 2004factForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
John Anthony Lacey left Osaic Wealth, Inc. for Pacific Point Wealth Management (registered 2026-01-09)
Form ADVobserved 6 days ago
Occurred
Apr 11, 2023
Advisor changed firm
John Anthony Lacey left Edward Jones for Sagepoint Financial, Inc. (registered 2023-04-10)
Form ADVobserved 6 days ago