DFX Intelligence

J•••• S••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

J•••• S••••• K••••

Advisor at F•••• K••••••• S••••••••• C•••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:580af517-8e34-8250-09d5-5b6149ae1c5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• K••••••• S••••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• K••••••• S••••••••• C•••	Independent wealth	Nov 19, 2014	n/a	yes	LOUISVILLE, KY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 8, 2004	Jun 2, 2014	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F•••• K••••••• S••••••••• C•••	Jun 2, 2014	Nov 19, 2014	170	Firm change	Other

Relationships

Registered with (2)

→ F•••• K••••••• S••••••••• C•••Registered adviserregistration: current employment
Nov 19, 2014 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2004 to Jun 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:580af517-8e34-8250-09d5-5b6149ae1c5a
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.