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Advisor at INSIGNIA WEALTH ADVISORY
OPELIKA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INSIGNIA WEALTH ADVISORY | State registered | Nov 15, 2022 | n/a | yes | OPELIKA, AL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 13, 2019 | Nov 15, 2022 | no | GUNTERSVILLE, AL|OPELIKA, AL|OPELIKA, AL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 19, 2018 | Nov 13, 2019 | no | OPELIKA, AL | Previous registration |
| EDWARD JONES | National bd RIA | Aug 14, 2015 | Oct 22, 2018 | no | OPELIKA, AL|ST LOUIS, MO|OPELIKA, AL|MONTGOMERY, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | INSIGNIA WEALTH ADVISORY | Nov 15, 2022 | Nov 15, 2022 | 0 | Firm change | RIA to state RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Nov 13, 2019 | Nov 13, 2019 | 0 | Firm change | Ibd to ibd |
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 22, 2018 | Oct 19, 2018 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:AL:2019-11-13 | Nov 13, 2019 | Nov 13, 2019 | OPELIKA, AL | Firm change |