DFX Intelligence

M•••••• S•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• S•••• C•••••••

Advisor at M•• A•••• M••••••••• L••

San Diego, CA | CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:580ed71a-5a26-0b17-952d-ec9805e59187

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••• M••••••••• L••	Mixed wealth	Aug 6, 2026	n/a	yes	San Diego, CA\|CONSHOHOCKEN, PA	Current employment
M•• S••••••••• L••	No RAUM reported	Dec 10, 2024	n/a	yes	San Diego, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•• S••••••••• L••	Aug 28, 2024	Dec 10, 2024	104	Firm change	Other

Relationships

Registered with (3)

→ M•• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 28, 2024 to Aug 28, 2024factForm ADV

Dated events

Occurred
Aug 28, 2024
Advisor changed firm
M•••••• S•••• C••••••• left E••••• J•••• for M•• S••••••••• L•• (registered 2024-12-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:580ed71a-5a26-0b17-952d-ec9805e59187
First observed: Feb 13, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.