DFX Intelligence

B•••• D•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

B•••• D•••• L•••

Advisor at E•••••••• A•••••••• L••

POWELL, OH

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Search this name across graphsid dfx:ria:58147885-57ef-843d-0c9e-8a45325af5c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Apr 2, 2009	n/a	yes	POWELL, OH	Current employment
M••••• S•••••• C•••••••••	n/a	Mar 28, 2008	Apr 2, 2009	no	POWELL, OH\|WEST PALM BEACH, FL\|POWELL, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• C•••••••••	E•••••••• A•••••••• L••	Apr 2, 2009	Apr 2, 2009	0	Firm change	Other
A••••••• G•••••• S••••••••• I•••••••••	M••••• S•••••• C•••••••••	Mar 27, 2008	Mar 28, 2008

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2009 to presentfactForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Mar 28, 2008 to Apr 2, 2009factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
May 9, 2005 to Mar 27, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58147885-57ef-843d-0c9e-8a45325af5c2
First observed: May 9, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.