DFX Intelligence

P•••• J••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

P•••• J••• C•••••

Advisor at C••••• I••••••••• A••••••• L••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:581f6709-c552-e66e-51e6-943347049816

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 22, 2021	n/a	yes	CLEARWATER, FL	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jul 28, 2014	Feb 16, 2021	no	CLEARWATER, FL\|CLEARWATER, FL\|CLEARWATER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Feb 16, 2021	Feb 22, 2021	6	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	Jul 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:105644:FL:2021-02-05	Feb 16, 2021	Feb 22, 2021	CLEARWATER, FL	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 22, 2021 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2014 to Feb 16, 2021factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 9, 2005 to May 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:581f6709-c552-e66e-51e6-943347049816
First observed: Aug 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.