DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• I••••••••• P••••••• L••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• I••••••••• P••••••• L•• | Independent wealth | Jan 31, 2024 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 23, 2009 | May 9, 2011 | no | OKLAHOMA CITY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | V•••• I••••••••• P••••••• L•• | May 9, 2011 | Jan 31, 2024 | 4,650 | Firm change after gap | Ibd to RIA |
| M••••• S•••••• | R•••••• J•••• • A••••••••• I••• | Oct 29, 2009 | Oct 23, 2009 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 29, 2009 | no | Oklahoma City, OK | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Nov 24, 2008 | Jun 1, 2009 | no | OKLAHOMA CITY, OK | Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 3, 2003 | Jul 6, 2005 | no | OKLAHOMA CTY, OK | Previous registration |
| -6 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Jul 6, 2005 | Nov 24, 2008 | 1,237 | Firm change after gap | Other |