DFX Intelligence

A•••••••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

A•••••••• R••••• P•••••

Advisor at P••••• I•••••••• I••

ROWAYTON, CT | Rowayton, CT

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Search this name across graphsid dfx:ria:582b7fc9-e03a-d001-3649-25b7e56c384f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• I•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• I•••••••• I••	Independent wealth	May 9, 2018	n/a	yes	Rowayton, CT	Current employment
H••• C•••••• R••• E•••••• L••	Asset manager	Mar 22, 2016	n/a	yes	ROWAYTON, CT	Current employment

Relationships

Registered with (2)

→ P••••• I•••••••• I••Registered adviserregistration: current employment
May 9, 2018 to presentfactForm ADV
→ H••• C•••••• R••• E•••••• L••Registered adviserregistration: current employment
Mar 22, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:582b7fc9-e03a-d001-3649-25b7e56c384f
First observed: Oct 1, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.