DFX Intelligence

L•••• J••••• I••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

L•••• J••••• I••••••••

Advisor at M•••••• C•••••• M•••••••••

M••••••, PA

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Search this name across graphsid dfx:ria:5833428d-906b-5f0a-1d21-90458f1faf50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C•••••• M•••••••••	Independent wealth	Aug 23, 2019	n/a	yes	M••••••, PA	Current employment
S••••• C•••••• M••••••••• I••	Former SEC adviser	May 8, 2013	Jun 14, 2019	no	MARLTON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• C•••••• M••••••••• I••	M•••••• C•••••• M•••••••••	Jun 14, 2019	Aug 23, 2019	70	Firm change	RIA to RIA
M••••••••• A•••••••	S••••• C•••••• M••••••••• I••	Aug 8, 2008	May 8, 2013

Relationships

Registered with (3)

→ M•••••• C•••••• M•••••••••Registered adviserregistration: current employment
Aug 23, 2019 to presentfactForm ADV
→ S••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
May 8, 2013 to Jun 14, 2019factForm ADV
→ M••••••••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2000 to Aug 8, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5833428d-906b-5f0a-1d21-90458f1faf50
First observed: Mar 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.