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M•••••• S•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• S•••••• H•••••••

Advisor at C••••••• M••••••••• I••••••••• A•••••••• L••

Chicago, IL | BOSTON, MA

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Search this name across graphsid dfx:ria:58368626-f5ad-2bbb-fb11-4301fe070a37

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 3, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• M••••••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Jun 15, 2026	n/a	yes	BOSTON, MA\|Chicago, IL	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	Oct 10, 2018	Nov 11, 2025	no	Chicago, IL\|SAN ANTONIO, TX\|LOS ANGELES, CA\|SAN ANTONIO, TX\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	C••••••• M••••••••• I••••••••• A•••••••• L••	Nov 11, 2025	Jun 15, 2026	216	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••• C••••• G••••• I•••	Aug 24, 2018	Oct 10, 2018

Relationships

Registered with (4)

→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Oct 10, 2018 to Nov 11, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Aug 24, 2018factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
M•••••• S•••••• H••••••• left C•••••• C••••• G••••• I••• for C••••••• M••••••••• I••••••••• A•••••••• L•• (registered 2026-06-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58368626-f5ad-2bbb-fb11-4301fe070a37
First observed: May 3, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.