DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• W••••• M••••••••• L••
SAN FRANCISCO, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• W••••• M••••••••• L•• | Independent wealth | Mar 9, 2023 | n/a | yes | SAN FRANCISCO, CA|NEW YORK, NY | Current employment |
| P• W••••• M••••••••• L•• | Former SEC adviser | May 29, 2021 | Dec 19, 2022 | no | NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P• W••••• M••••••••• L•• | P•••••• W••••• M••••••••• L•• | Dec 19, 2022 | Mar 9, 2023 | 80 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 298324:131037:NY:2022-12-19 | Dec 19, 2022 | Mar 9, 2023 | NEW YORK, NY | Firm change |