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Advisor at LPL FINANCIAL LLC
NEWARK, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 20, 2023 | n/a | yes | NEWARK, OH | Current employment |
| VANTAGE FINANCIAL GROUP, INC. | Independent wealth | Jun 4, 2019 | Jan 25, 2023 | no | CLEVELAND, OH|NEWARK, OH | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 3, 2018 | Jan 25, 2023 | no | NEWARK, OH | Previous registration |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jun 1, 2016 | Jan 2, 2018 | no | GRANVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANTAGE FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jan 25, 2023 | Jan 20, 2023 | -5 | Firm change | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | VANTAGE FINANCIAL GROUP, INC. | Jan 25, 2023 | Jun 4, 2019 | -1,331 | Firm change after gap | Ibd to RIA |
| LANARK FINANCIAL, INC. | CETERA ADVISOR NETWORKS LLC | Jan 2, 2018 | Jan 3, 2018 | 1 | Firm change | Other |