DFX Intelligence

J•••• B••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J•••• B••••••• P•••••

Advisor at V••••••• A•••••••• I•••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:5842ca8e-eb5c-f80d-b568-1524d2af96a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Apr 26, 2022	n/a	yes	CHARLOTTE, NC	Current employment
T•• W••••• M•••••••••	Former SEC adviser	Sep 27, 2021	Apr 11, 2022	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• M•••••••••	V••••••• A•••••••• I•••	Apr 11, 2022	Apr 26, 2022	15	Firm change	RIA to ibd
R•••• • A••••••••• W••••• M•••••••••	T•• W••••• M•••••••••	Aug 23, 2021	Sep 27, 2021

Relationships

Registered with (3)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 26, 2022 to presentfactForm ADV
→ T•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 27, 2021 to Apr 11, 2022factForm ADV
→ R•••• • A••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 2, 2019 to Aug 23, 2021factForm ADV

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5842ca8e-eb5c-f80d-b568-1524d2af96a0
First observed: Apr 2, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.