DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at H••••• I••••••••• M••••••••• L••
CINCINNATI, OH | Columbus , OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Jun 1, 2026 | n/a | yes | CINCINNATI, OH|Columbus , OH | Current employment |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Apr 10, 2024 | Oct 24, 2025 | no | CINCINNATI, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• L••• A••••••• S•••••••• I••• | H••••• I••••••••• M••••••••• L•• | Sep 14, 2022 | Apr 10, 2024 | 574 | Firm change after gap | Ibd to RIA |
| P•••• S••••••••• L•• | B•••••• L••• A••••••• S•••••••• I••• | Jul 11, 2019 | Apr 15, 2022 |
| B•••••• L••• A••••••• S•••••••• I••• | Bd affiliated wealth | Apr 15, 2022 | Sep 14, 2022 | no | Fairborn, OH|CHICAGO, IL | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Oct 20, 2016 | Jul 11, 2019 | no | CINCINNATI, OH|Troy, MI|CAMP HILL, PA|INDIANAPOLIS, IN | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jun 5, 2015 | Aug 28, 2015 | no | MIAMISBURG, OH|CINCINNATI, OH|CEDAR RAPIDS, IA|CEDAR RAPIDS, IA|CARMEL, IN | Previous registration |
| 1,009 |
| Firm change after gap |
| Ibd to ibd |
| T••••••••• F•••••••• A•••••••• L•• | P•••• S••••••••• L•• | Aug 28, 2015 | Oct 20, 2016 | 419 | Firm change after gap | Other |