DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••• F•••••••• A•••••••• I•••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• A•••••••• I••• | Independent wealth | Jan 7, 2009 | n/a | yes | DALLAS, TX | Current employment |
| P••••••• F•••••••• A•••••••• I••• | Independent wealth | Jan 26, 2006 | Dec 31, 2007 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• A•••••••• I••• | V•••• F•••••••• A•••••••• L•• | Dec 31, 2005 | Aug 1, 2000 | -1,978 | Firm change after gap | Other |
| V•••• F•••••••• A•••••••• L•• | P••••••• F•••••••• A•••••••• I••• | Oct 28, 2003 | Jan 26, 2006 |
| V•••• F•••••••• A•••••••• L•• | Former SEC adviser | Aug 1, 2000 | Oct 28, 2003 | no | DALLAS, TX | Previous registration |
| P••••••• F•••••••• A•••••••• I••• | Independent wealth | Feb 9, 1995 | Dec 31, 2005 | no | DALLAS, TX | Previous registration |
| 821 |
| Firm change after gap |
| Other |