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Advisor at WESTEND ADVISORS, LLC
CHARLOTTE, NC | Port Washington, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTEND ADVISORS, LLC | Independent wealth | Dec 13, 2022 | n/a | yes | CHARLOTTE, NC|Port Washington, NY | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Nov 22, 2010 | Sep 13, 2012 | no | SAN FRANCISCO, CA | Previous registration |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other adviser | May 10, 2006 | Dec 5, 2008 | no | NEW YORK, NY|MILL VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | WESTEND ADVISORS, LLC | Sep 13, 2012 | Dec 13, 2022 | 3,743 | Firm change after gap | Other |
| BLACKROCK FINANCIAL MANAGEMENT, INC | DEUTSCHE BANK SECURITIES INC. | Dec 5, 2008 | Nov 22, 2010 | 717 | Firm change after gap | Other |