T••••• A••••

Advisor at W••••• S••••••••• G••••

NEWPORT BEACH, CA | Sacramento, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5867c650-cb73-0f21-7854-70374a9515b0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• S••••••••• G••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• S••••••••• G••••	Former SEC adviser	Jan 1, 2026	n/a	yes	Sacramento, CA\|NEWPORT BEACH, CA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jun 29, 2007	Dec 20, 2023	no	HUNTINGTON BEACH, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	W••••• S••••••••• G••••	Dec 20, 2023	Jan 1, 2026	743	Firm change after gap	Ibd to RIA
B••••••••• S••••••••• C•••••••••	S••••••••• A•••••• A•••••••• I•••	Jul 3, 2007	Jun 29, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:326407:CA:2023-12-20	Dec 20, 2023	Jan 1, 2026	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (3)

→ W••••• S••••••••• G••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2007 to Dec 20, 2023factForm ADV
→ B••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 9, 2001 to Jul 3, 2007factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5867c650-cb73-0f21-7854-70374a9515b0
First observed: Jul 9, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.