DFX Intelligence

N••••••• R••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

N••••••• R••• A•••••••

Advisor at C•••••• S••••• • C••• I•••

Indianapolis, IN

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Search this name across graphsid dfx:ria:586a6e3b-d78d-0d16-b374-f61b8f476342

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Oct 29, 2025	n/a	yes	Indianapolis, IN	Current employment
V•••• F•••••••• A•••••••• L••	Independent wealth	Jan 24, 2024	Jun 18, 2025	no	CARMEL, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• L••	C•••••• S••••• • C••• I•••	Jun 18, 2025	Oct 29, 2025	133	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	V•••• F•••••••• A•••••••• L••	Jan 11, 2024	Jan 24, 2024

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 6, 2021 to Jan 11, 2024factForm ADV
→ V•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2024 to Jun 18, 2025factForm ADV

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:586a6e3b-d78d-0d16-b374-f61b8f476342
First observed: Feb 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.