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Advisor at LPL FINANCIAL LLC
COHOES, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 30, 2026 | n/a | yes | COHOES, NY | Current employment |
| HAZARD & SIEGEL ADVISORY SERVICES LLC | Other adviser | Oct 16, 2018 | Jul 30, 2026 | no | DEWITT, NY | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Sep 19, 2016 | Sep 6, 2018 | no | COHOES, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HAZARD & SIEGEL ADVISORY SERVICES LLC | LPL FINANCIAL LLC | Jul 30, 2026 | Jul 30, 2026 | 0 | Firm change | Other |
| NEXT FINANCIAL GROUP, INC. | HAZARD & SIEGEL ADVISORY SERVICES LLC | Sep 6, 2018 | Oct 16, 2018 | 40 | Firm change | Other |