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Advisor at EQUITABLE ADVISORS, LLC
OAK BROOK, IL | PLAINFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 4, 2021 | n/a | yes | OAK BROOK, IL|PLAINFIELD, IL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 12, 2018 | Jul 19, 2021 | no | Saint Charles, IL|Naperville, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 8, 2012 | Feb 13, 2018 | no | Oak Brook, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | EQUITABLE ADVISORS, LLC | Jul 19, 2021 | Oct 4, 2021 | 77 | Firm change | Ibd to ibd |
| MORGAN STANLEY | COMMONWEALTH FINANCIAL NETWORK | Feb 13, 2018 | Feb 12, 2018 | -1 | Firm change | Wirehouse to ibd |