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C••••••••• C•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••••••••• C•••••• G••••• L••

CRD 285144

HOUSTON, TX

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Search this name across graphsid dfx:ria:5878248b-d725-9037-3df0-2b850d3e9704

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 4
On other graphs: 3
Observed: Jan 10, 2017 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••••••• C•••••• G••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

C••••••••• C•••••• G••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

C••••••••• C•••••• G••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $626MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $626M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
X• T••••• C••••••••• V•••••• Q•• L•	Private Equity Fund	$172M	Mar 22, 2024	122	Mar 29, 2022	reported	021-412413
C••••••••• O••••••••• F••• I• Q•• L•	Private Equity Fund	$71.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• T•••••• J••	Member	E	yes	01/2011	Jan 10, 2017	Mar 22, 2024
B•••••••• A•••••• D•••••	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	03/2022	Mar 29, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• O••••••••• F••• G•• L•	n/a	n/a	n/a	N	yes	n/a
C••••••••• O••••••••• F••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
C••••••••• V••••••• G•• L•

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$626M	$762M	-17.8%	$714M	-4.3%	16	17	0	0

Relationships

Advises (17)

→ X• T••••••• C••••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 22, 2024 to presentfactForm ADV
→ X• B••••••• C••••••••• V••••••• L•Private fundPrivate Equity Fund, IA
Mar 22, 2024 to presentfactForm ADV
→ X• U••••• C••••••••• L•Private fundPrivate Equity Fund, IA
Nov 10, 2017 to presentfactForm ADV
→ C••••••••• O••••••••• F••• I• Q•• L•

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
C••••••••• C•••••• G••••• L•• reported RAUM $714.2M, up 47% from $485.4M (2022-05-30 to 2023-03-30)
Form ADVobserved 6 days ago
$229M
Occurred
Mar 29, 2022
Regulatory AUM changed
C••••••••• C•••••• G••••• L•• reported RAUM $458.4M, up 174% from $167.4M (2021-05-10 to 2022-03-29)
Form ADVobserved 6 days ago
$291M
Occurred
Mar 29, 2022
Control person joined
Daniel Andrew Browning (Chief Compliance Officer) appeared on Schedule A of C••••••••• C•••••• G••••• L••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5878248b-d725-9037-3df0-2b850d3e9704
First observed: Jan 10, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.