DFX Intelligence

J••••• S•••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J••••• S•••••••• R••••••

Advisor at P••••••••• W••••• A•••••••• L••

COVINGTON, KY

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Search this name across graphsid dfx:ria:587c87ab-68ba-f62d-ccbe-dbb10633132a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• W••••• A•••••••• L••	Independent wealth	Jan 6, 2006	n/a	yes	COVINGTON, KY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 21, 2005	Apr 1, 2026	no	COVINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	P••••••••• W••••• A•••••••• L••	Apr 1, 2026	Jan 6, 2006	-7,390	Firm change after gap	Ibd to RIA
O•••• F•• I•••	C••••••••• F•••••••• N••••••	Nov 22, 2005	Nov 21, 2005

Relationships

Registered with (3)

→ P••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2006 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 21, 2005 to Apr 1, 2026factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 18, 2004 to Nov 22, 2005factForm ADV

Dated events

Occurred
Apr 1, 2026
Advisor changed firm
J••••• S•••••••• R•••••• left C••••••••• F•••••••• N•••••• for P••••••••• W••••• A•••••••• L•• (registered 2006-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:587c87ab-68ba-f62d-ccbe-dbb10633132a
First observed: Jun 18, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.