DFX Intelligence

R•••• D••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

R•••• D••• D••••

Advisor at S•••• I••••• S••••••••• L••

Chattanooga, TN | FORT LAUDERDALE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 25, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Sep 30, 2025	n/a	yes	Chattanooga, TN\|FORT LAUDERDALE, FL	Current employment
W•• F•••••••• A•••••••• L••	Independent wealth	Mar 23, 2017	Oct 3, 2025	no	Ooltewah, TN\|Chattanooga, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• F•••••••• A•••••••• L••	S•••• I••••• S••••••••• L••	Oct 3, 2025	Sep 30, 2025	-3	Firm change	RIA to RIA
O•••• F•• I•••	W•• F•••••••• A•••••••• L••	Dec 17, 2017	Mar 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
285824:173272:TN:2025-10-03	Oct 3, 2025	Sep 30, 2025	CHATTANOOGA, TN	Firm change
3870:285824:TN:2017-12-17	Dec 17, 2017	Mar 23, 2017	KNOXVILLE, TN	Firm change after gap
283390:3870:TN:2016-10-03	Oct 3, 2016	Sep 19, 2016	CHATTANOOGA, TN	Firm change
17499:283390:TN:2016-09-20	Sep 20, 2016	Sep 9, 2016

Relationships

Registered with (5)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ W•• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2017 to Oct 3, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 19, 2016 to Dec 17, 2017factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

Order

Occurred
3 Oct 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 25, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.