DFX Intelligence

G••• A•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

G••• A•• M•••••••

Advisor at H•••••• J• S••• C•••••• M••••••••• I•••

Fairfield, CT | FAIRFIELD, CT

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Search this name across graphsid dfx:ria:588d4b64-bb94-9c59-7398-8c32b5835893

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• J• S••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Aug 9, 2021	n/a	yes	FAIRFIELD, CT\|Fairfield, CT	Current employment
B•••••••• C•••••• P•••••••• L••	n/a	Nov 29, 2017	Nov 20, 2019	no	FAIRFIELD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• C•••••• P•••••••• L••	H•••••• J• S••• C•••••• M••••••••• I•••	Nov 20, 2019	Aug 9, 2021	628	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 9, 2021 to presentfactForm ADV
→ B•••••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Nov 20, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:588d4b64-bb94-9c59-7398-8c32b5835893
First observed: Nov 29, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.