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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

DENISE GOLDSTEIN

Advisor at MORGAN STANLEY

Aventura, FL

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Search this name across graphsid dfx:ria:5899f8bb-88a3-dd4f-16d6-9c6926901489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 7, 1989
First registration: Nov 23, 1994
Dual registered: yes, broker-dealer
Other names: DENISE HILLARY GOLDSTEIN
IAPD individual key: 1657251

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 4, 2026	n/a	yes	Aventura, FL	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 3, 2006	Nov 13, 2020	no	BOSTON, MA\|WALTHAM, MA\|BOSTON, MA	Previous registration
RINET COMPANY, LLC	Former SEC adviser	Jul 27, 2004	Aug 25, 2005	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 23, 1994	Mar 10, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	MORGAN STANLEY	Nov 13, 2020	Sep 4, 2026	2,121	Firm change after gap	Ibd to wirehouse
RINET COMPANY, LLC	ADVICE AND PLANNING SERVICES	Aug 25, 2005	Feb 3, 2006	162	Firm change	Other
STRATEGIC ADVISERS LLC	RINET COMPANY, LLC	Mar 10, 2004	Jul 27, 2004	139	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 3, 2006 to Nov 13, 2020factForm ADV
→ RINET COMPANY, LLCRegistered adviserregistration: previous registration
Jul 27, 2004 to Aug 25, 2005factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 23, 1994 to Mar 10, 2004factForm ADV

Dated events

No dated event names this entity yet.