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D•••• P•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

D•••• P•••••• J••••••

Advisor at L•• F•••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:58a0cb93-7696-4db3-9b7a-a81c145b8834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	SEATTLE, WA	Current employment
D••• D••••••• • C••	Independent wealth	Aug 17, 2015	May 5, 2026	no	SEATTLE, WA\|KENMORE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	L•• F•••••••• L••	May 5, 2026	Apr 27, 2026	-8	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
199:6413:WA:2026-05-05	May 5, 2026	Apr 27, 2026	KENMORE, WA	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Aug 17, 2015 to May 5, 2026factForm ADV

Dated events

Occurred
May 5, 2026
Advisor changed firm
D•••• P•••••• J•••••• left D••• D••••••• • C•• for L•• F•••••••• L•• (registered 2026-04-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58a0cb93-7696-4db3-9b7a-a81c145b8834
First observed: Aug 17, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.