DFX Intelligence

G••••• F•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

G••••• F•••• L•••

Advisor at L•••••• I•••••••••

Fort Washington, PA | WEST CHESTER, OH

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Search this name across graphsid dfx:ria:58a32602-1189-21d9-7413-4611d4c73ef1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Aug 2, 2010	n/a	yes	WEST CHESTER, OH\|Fort Washington, PA	Current employment
G•••• A••••••• A•••••••• I•••	Former SEC adviser	Apr 10, 2008	Aug 2, 2010	no	MORROW, OH\|HIGHLAND HEIGHTS, OH\|WEST CHESTER, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• A••••••• A•••••••• I•••	L•••••• I•••••••••	Aug 2, 2010	Aug 2, 2010	0	Bulk transfer	Other

Relationships

Registered with (2)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Aug 2, 2010 to presentfactForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2008 to Aug 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58a32602-1189-21d9-7413-4611d4c73ef1
First observed: Apr 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.