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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

KEVIN FREDERICK HANSLEY

Advisor at VANTAGE FINANCIAL GROUP, INC.

CLEVELAND, OH | STAMFORD, CT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANTAGE FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 27, 1987
First registration: Sep 8, 2003
Dual registered: yes, broker-dealer
Other names: KEVIN FREDRICK HANSLEY
IAPD individual key: 1669209

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANTAGE FINANCIAL GROUP, INC.	Independent wealth	Jun 11, 2014	n/a	yes	STAMFORD, CT\|CLEVELAND, OH	Current employment
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	Former SEC adviser	Oct 12, 2011	Nov 6, 2014	no	BERWYN, PA	Previous registration
IFG RUSSELL ADVISORS INC	Former SEC adviser	Oct 12, 2011	Nov 6, 2014	no	BERWYN, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 8, 2004	Oct 10, 2011	no	CONSHOHOCKEN, PA\|WEEHAWKEN, NJ\|WESTPORT, CT\|STAMFORD, CT\|STAMFORD, CT\|WESTPORT, CT	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 8, 2003	Sep 9, 2004	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IFG RUSSELL ADVISORS INC	AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	Nov 6, 2014	Oct 12, 2011	-1,121	Firm change after gap	Other
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.	VANTAGE FINANCIAL GROUP, INC.	Nov 6, 2014	Jun 11, 2014	-148	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	IFG RUSSELL ADVISORS INC	Oct 10, 2011	Oct 12, 2011	2	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	UBS FINANCIAL SERVICES INC.	Sep 9, 2004	Sep 8, 2004	-1	Firm change	Other

Relationships

Registered with (5)

→ VANTAGE FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jun 11, 2014 to presentfactForm ADV
→ IFG RUSSELL ADVISORS INCRegistered adviserregistration: previous registration
Oct 12, 2011 to Nov 6, 2014factForm ADV
→ AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.Registered adviserregistration: previous registration
Oct 12, 2011 to Nov 6, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 8, 2004 to Oct 10, 2011factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 8, 2003 to Sep 9, 2004factForm ADV

Dated events

No dated event names this entity yet.