DFX Intelligence

P•••• S•••••• M•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

P•••• S•••••• M•

Advisor at W••••• C••••• L••

AROMAS, CA

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Search this name across graphsid dfx:ria:58ae6ef0-32e5-d757-9f4b-c4e9217c5f93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• C••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• C••••• L••	State registered	Apr 30, 2020	n/a	yes	AROMAS, CA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Mar 8, 2011	May 18, 2020	no	CUPERTINO, CA\|Campbell, CA\|CUPERTINO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	W••••• C••••• L••	May 18, 2020	Apr 30, 2020	-18	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ W••••• C••••• L••Registered adviserregistration: current employment
Apr 30, 2020 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2011 to May 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58ae6ef0-32e5-d757-9f4b-c4e9217c5f93
First observed: Mar 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.