DFX Intelligence

S•••••• C• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

S•••••• C• B••••

Advisor at M••••••••• W••••• M•••••••••

Kissimmee, FL | Havertown, PA

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Search this name across graphsid dfx:ria:58b3f3c7-d503-09ee-029e-9e33e2326459

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• M•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• M•••••••••	No RAUM reported	Mar 2, 2026	n/a	yes	Kissimmee, FL\|Havertown, PA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Oct 13, 2025	Mar 16, 2026	no	Kissimmee, FL\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	M••••••••• W••••• M•••••••••	Mar 16, 2026	Mar 2, 2026	-14	Bulk transfer	Ibd to new firm
C••••• I••••••••• A••••••• L••	M••••••••• R•••••••••	Oct 22, 2024	Oct 13, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:159035:FL:2019-05-31	Jun 7, 2019	Jun 7, 2019	ORLANDO, FL	Firm change

Relationships

Registered with (5)

→ M••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Oct 13, 2025 to Mar 16, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 26, 2024 to Oct 22, 2024factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
S•••••• C• B•••• left C••••• I••••••••• A••••••• L•• for M••••••••• R••••••••• (registered 2025-10-13)
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
S•••••• C• B•••• left S••••• W••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b3f3c7-d503-09ee-029e-9e33e2326459
First observed: Jul 1, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.