DFX Intelligence

T••••• J••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

T••••• J••• B•••••••••

Advisor at R•••• I••••••••• A••••••• L••

Dripping Springs, TX | KENTWOOD, MI

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Search this name across graphsid dfx:ria:58b99e58-d58d-0372-cb05-d0d36e82d5d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 28, 2023	n/a	yes	Dripping Springs, TX\|KENTWOOD, MI	Current employment
N•••• C•••••• L••	Independent wealth	Aug 2, 2021	Apr 28, 2023	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• C•••••• L••	R•••• I••••••••• A••••••• L••	Apr 28, 2023	Apr 28, 2023	0	Firm change	RIA to ibd
K••••• A••••••• S•••••••• L••	N•••• C•••••• L••	Jul 23, 2021	Aug 2, 2021

Relationships

Registered with (4)

→ R•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ N•••• C•••••• L••Registered adviserregistration: previous registration
Aug 2, 2021 to Apr 28, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2018 to Jul 23, 2021factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b99e58-d58d-0372-cb05-d0d36e82d5d2
First observed: Aug 3, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.