DFX Intelligence

J••• G••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

J••• G••••• L••••

Advisor at L•••• W••••• M•••••••••

VALPARAISO, IN

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Search this name across graphsid dfx:ria:58b9e4b8-3310-d6cb-cbab-311d92d8f6e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• W••••• M•••••••••	Independent wealth	Oct 5, 2017	n/a	yes	VALPARAISO, IN	Current employment
C•••••• W•••••• L••	Former SEC adviser	Apr 26, 2016	May 18, 2016	no	SIOUX CITY, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••• C••••••	C•••••• W•••••• L••	Dec 11, 2017	Apr 26, 2016	-594	Firm change after gap	Other
C•••••• W•••••• L••	L•••• W••••• M•••••••••	May 18, 2016	Oct 5, 2017

Relationships

Registered with (6)

→ L•••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 5, 2017 to presentfactForm ADV
→ I••• C••••••Registered adviserregistration: previous registration
Jul 7, 2015 to Dec 11, 2017factForm ADV
→ C•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 26, 2016 to May 18, 2016factForm ADV
→ N•••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b9e4b8-3310-d6cb-cbab-311d92d8f6e1
First observed: Dec 3, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.