DFX Intelligence

A••••• D••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••••• D••••• C•••••••

Advisor at L•• E••••••••• L••

LAKE ORION, MI | TROY, MI

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Search this name across graphsid dfx:ria:58beac54-bf53-bfe2-2200-ebb10b1ea456

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	TROY, MI\|LAKE ORION, MI	Current employment
P•••• S••••••••• L••	No RAUM reported	Nov 30, 2023	Nov 14, 2024	no	TROY, MI\|Lake Orion, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
F•• A•••••••• I•••	P•••• S••••••••• L••	Dec 6, 2023	Nov 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
122132:105662:MI:2017-09-19	Sep 19, 2017	Jun 14, 2012	FARMINGTON HILLS, MI	Firm change after gap

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2023 to Nov 14, 2024factForm ADV
→ F•• A•••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2022 to Dec 6, 2023factForm ADV
→ O• I••••••••• M••••••••• C•

Dated events

Occurred
Dec 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58beac54-bf53-bfe2-2200-ebb10b1ea456
First observed: Jan 7, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.