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G•••••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

G•••••••• Y••••

Advisor at I•••••• A•••••••• L••

MERIDIAN, ID | Brea, CA

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Search this name across graphsid dfx:ria:58c123c6-ecd4-dae3-555a-777e7e242905

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• L••	Independent wealth	Oct 20, 2025	n/a	yes	Brea, CA\|MERIDIAN, ID	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Nov 12, 2025	no	BREA, CA\|BREA, CA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	I•••••• A•••••••• L••	Nov 12, 2025	Oct 20, 2025	-23	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (4)

→ I•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Nov 12, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jun 22, 2021 to Mar 31, 2025factForm ADV
→ Y••••• G•••••••• N•Registered adviser

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
G•••••••• Y•••• left S•••••••• A••••••• L•• for I•••••• A•••••••• L•• (registered 2025-10-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c123c6-ecd4-dae3-555a-777e7e242905
First observed: Sep 17, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.