DFX Intelligence

Data Factory

E•••••••• F••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E•••••••• F••• G•••

Advisor at E••••• J••••

SAPULPA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58c2b2bd-01f3-883a-cd12-1358fe8749d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Feb 8, 2024	n/a	yes	SAPULPA, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2021	Aug 18, 2023	no	OWASSO, OK\|TULSA, OK\|MIAMI, OK\|SAND SPRINGS, OK\|CLAREMORE, OK\|TULSA, OK

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E••••• J••••	Aug 18, 2023	Feb 8, 2024	174	Firm change	Ibd to ibd
D••••••••• C••••••	L•• F•••••••• L••	Jan 25, 2023

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: previous registration
Mar 3, 2014 to Mar 4, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2021 to Aug 18, 2023factForm ADV
→ D••••••••• C••••••Registered adviserregistration: previous registration
Apr 1, 2020 to Jan 25, 2023factForm ADV

Dated events

Occurred
Aug 18, 2023
Advisor changed firm
E•••••••• F••• G••• left L•• F•••••••• L•• for E••••• J•••• (registered 2024-02-08)
Form ADVobserved 7 days ago
Occurred
Jan 25, 2023
Advisor changed firm
E•••••••• F••• G••• left D••••••••• C•••••• for L•• F•••••••• L•• (registered 2021-09-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c2b2bd-01f3-883a-cd12-1358fe8749d0
First observed: Mar 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.