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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WESTON CAPITAL ASSET MANAGEMENT LLC

CRD 111761

WEST PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58ca60e4-1f88-7237-7132-e10179d021e6

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2012 to Mar 30, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $219MItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $66.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 9
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $219Mgross asset value as reported per fund; never fund size
Custody, client assets: $13.0M
SEC number: 801-60595
CRD: 111761
Filings on the tape: 2
First filed: Feb 8, 2012
Latest filed: Mar 30, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
QUANTEK OPPORTUNITY FUND, LTD.	Hedge Fund	$152M	Feb 8, 2012	110	Feb 8, 2012	reported	n/a
QUANTEK OPPORTUNITY SEGREGATED PORTFOLIO A	Hedge Fund	$152M	Mar 30, 2012	134	Mar 30, 2012	reported	n/a
WESTON CAPITAL PARTNERS MASTER FUND II LTD.	Hedge Fund	$23.6M	Jul 18, 2014	18	Jun 26, 2013	reported	n/a
WIMBLEDON FUND, L.P., FINANCING SERIES	Hedge Fund	$12.0M	Feb 8, 2012	46	Feb 8, 2012	reported	021-106430
THE WIMBLEDON FUND SPC, CLASS C	Hedge Fund	$10.8M	Jul 18, 2014	57	Feb 8, 2012	reported	n/a
WIMBLEDON FUND, L.P. REAL ESTATE FINANCING SERIES	Hedge Fund	$1.0M	Feb 8, 2012	1	Feb 8, 2012	reported	021-113155
WIMBLEDON FINANCING MASTER FUND LTD.	Hedge Fund	$0	Jul 18, 2014	70	Mar 30, 2012	reported	n/a
THE WIMBLEDON FUND SPC, CLASS TT	Hedge Fund	$0	Jul 18, 2014	21	Feb 8, 2012	reported	021-129726
WIMBLEDON REAL ESTATE FINANCING MASTER FUND LTD.	Hedge Fund	$0	Jul 18, 2014	1	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D'ALESSIO, CAROLYN	CHIEF FINANCIAL OFFICER	Na	yes	01/2011	Feb 8, 2012	Mar 30, 2012
HALLAC, ALBERT	Ceo	D	yes	09/1999	Feb 8, 2012	Mar 30, 2012
HALLAC, IBRAHIM, ALBERT	President	Na	yes	11/2000	Feb 8, 2012	Mar 30, 2012
WESTON CAPITAL MANAGEMENT, LLC	SOLE MEMBER	E	yes	11/2000	Feb 8, 2012	Mar 30, 2012
WELLNER, KEITH, DAVID	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	no	12/2007	Feb 8, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTON CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	Y	yes	n/a
WESTON FINANCIAL SERVICES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$219M	$66.6M	n/a	n/a	n/a	5	$219M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$219M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (9)

→ WIMBLEDON FINANCING MASTER FUND LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ WESTON CAPITAL PARTNERS MASTER FUND II LTD.Private fundHedge Fund, ERA
Jun 26, 2013 to presentfactForm ADV
→ THE WIMBLEDON FUND SPC, CLASS TTPrivate fundHedge Fund, ERA
Feb 8, 2012 to presentfactForm ADV
→ THE WIMBLEDON FUND SPC, CLASS CPrivate fundHedge Fund, ERA
Feb 8, 2012 to presentfactForm ADV
→ WIMBLEDON REAL ESTATE FINANCING MASTER FUND LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ QUANTEK OPPORTUNITY SEGREGATED PORTFOLIO APrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ QUANTEK OPPORTUNITY FUND, LTD.Private fundHedge Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ WIMBLEDON FUND, L.P. REAL ESTATE FINANCING SERIESPrivate fundHedge Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ WIMBLEDON FUND, L.P., FINANCING SERIESPrivate fundHedge Fund, IA
Feb 8, 2012 to presentfactForm ADV

Controls (4)

← HALLAC, IBRAHIM, ALBERTOwnerPRESIDENT, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV
← HALLAC, ALBERTOwnerCEO, ownership code D, individual
Feb 8, 2012 to presentfactForm ADV
← D'ALESSIO, CAROLYNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV
← WESTON CAPITAL MANAGEMENT, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Feb 8, 2012 to presentfactForm ADV

Owns (1)

← WELLNER, KEITH, DAVIDOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58ca60e4-1f88-7237-7132-e10179d021e6
First observed: Feb 8, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTON CAPITAL ASSET MANAGEMENT LLC

CRD 111761

WEST PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58ca60e4-1f88-7237-7132-e10179d021e6

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

QUANTEK OPPORTUNITY FUND, LTD.

Hedge Fund

$152M

Feb 8, 2012

110

Feb 8, 2012

reported

n/a

QUANTEK OPPORTUNITY SEGREGATED PORTFOLIO A

Hedge Fund

$152M

Mar 30, 2012

134

Mar 30, 2012

reported

n/a

WESTON CAPITAL PARTNERS MASTER FUND II LTD.

Hedge Fund

$23.6M

Jul 18, 2014

Jun 26, 2013

reported

n/a

WIMBLEDON FUND, L.P., FINANCING SERIES

Hedge Fund

$12.0M

Feb 8, 2012

reported

021-106430

THE WIMBLEDON FUND SPC, CLASS C

Hedge Fund

$10.8M

Jul 18, 2014

Feb 8, 2012

reported

n/a

WIMBLEDON FUND, L.P. REAL ESTATE FINANCING SERIES

Hedge Fund

$1.0M

Feb 8, 2012

reported

021-113155

WIMBLEDON FINANCING MASTER FUND LTD.

Hedge Fund

Jul 18, 2014

Mar 30, 2012

reported

n/a

THE WIMBLEDON FUND SPC, CLASS TT

Hedge Fund

Jul 18, 2014

Feb 8, 2012

reported

021-129726

WIMBLEDON REAL ESTATE FINANCING MASTER FUND LTD.

Hedge Fund

Jul 18, 2014

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

D'ALESSIO, CAROLYN

CHIEF FINANCIAL OFFICER

yes

01/2011

Feb 8, 2012

Mar 30, 2012

HALLAC, ALBERT

Ceo

yes

09/1999

Feb 8, 2012

Mar 30, 2012

HALLAC, IBRAHIM, ALBERT

President

yes

11/2000

Feb 8, 2012

Mar 30, 2012

WESTON CAPITAL MANAGEMENT, LLC

SOLE MEMBER

yes

11/2000

Feb 8, 2012

Mar 30, 2012

WELLNER, KEITH, DAVID

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

12/2007

Feb 8, 2012

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTON CAPITAL MANAGEMENT LLC

n/a

yes

n/a

WESTON FINANCIAL SERVICES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$219M

$66.6M

n/a

$219M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$219M

n/a