DFX Intelligence

S••••••• F•••• C••••••• E••••• I••••••••• M••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••••• F•••• C••••••• E••••• I••••••••• M••••••••• C••••••

CRD 170015

S•••••••

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Search this name across graphsid dfx:ria:58cacad9-ae59-9d00-04e6-11adb6189985

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 23
On other graphs: 1
Observed: Dec 23, 2013 to Mar 12, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• F•••• C••••••• E••••• I••••••••• M••••••••• C••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 65

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• M••••••• F•••• L•••	Private Equity Fund	$1.0B	Apr 5, 2017	22	Dec 23, 2013	dropped	021-2126

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• Y•••••••	Director	Na	yes	01/2023	Mar 28, 2023	Mar 25, 2024
F•••• H••••••• L••••••	Shareholder	E	yes	08/2005	Dec 23, 2013	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• E••••• I••••••••• M••••••••• L•••	n/a	Former SEC adviser	$445M	N	yes	n/a
F•••• C•••• M••••••• F••• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Beijing	n/a	China	10	no
Shenzhen	n/a	China	8	no
C••••ZHOU	n/a	China	4	no
J••••	n/a	China	4	no
Hangzhou	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.2B	-1.3%	$2.9B	-9.4%	65	69	7	6

Relationships

Affiliated with (1)

→ F•••• E••••• I••••••••• M••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV

Controls (15)

← G••• G•••••••••OwnerSHAREHOLDER, ownership code D, individual
Dec 23, 2013 to Mar 25, 2024factForm ADV
← T•••• B••OwnerPRESIDENT, ownership code NA, individual
Dec 23, 2013 to Mar 25, 2024factForm ADV
← T••• X•••••••OwnerCLO, ownership code NA, individual

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58cacad9-ae59-9d00-04e6-11adb6189985
First observed: Dec 23, 2013
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.